REGALIS WEALTH MANAGEMENT
INTRODUCER RELATIONSHIP GUIDE

Client permission, handover and communication.

Regalis welcomes professional introductions where a client may benefit from an investment or finance conversation. We agree the purpose of the introduction, the client's permission and how the relationship will be handled.

An introduction can begin with a simple explanation of the client's need and an agreed way for the team to make contact. The referral partner does not need to prepare a loan application or recommend an investment unless separately authorised to do so.

We respect the existing professional relationship and agree the communication approach before requesting further information from the client. Updates should reflect both the client's consent and the referral partner's role.

Any referral remuneration is subject to the applicable arrangement and disclosure. The public page should explain the process without promising a standard fee for every introduction.

PREPARATION CHECKLIST
- Who may introduce clients.
- Investment, private wealth and finance referrals.
- Client permission and information sharing.
- Handover and communication expectations.
- Referral arrangements and potential fees.
- Role boundaries and portal visibility.

General information for a local website concept. Formal documents govern actual arrangements.